FIDUCIARY LIABILITY PROTECTION

With fiduciary liability being a personal risk to business owner, delegate your legal responsibilities to ARIA Corporate Retirement and our highly skilled service providers. Will contractually serve your plan in all three fiduciary roles, 3(16), 3(21), 3(38).

COMPANIES CALL ON ARIA TO SOLVE THESE COMMON CHALLENGES & PROBLEMS:

Retirement Plan
Fiduciary Responsibilites
Plan Sponsors
without
ARIA
Plan Sponsors
with
ARIA
Annual Plan Review to Monitor Fiduciary Service Providers
Upload payroll and census files in timely manner
Complete annual compliance and census questionnaire
IPS design % maintenance ARIA Team
Plan investment evaluations & monitoring ARIA Team
Plan document management ARIA Team
Compliance testing ARIA Team
Annual plan review ARIA Team
Quarterly investment monitoring ARIA Team
Employee Education ARIA Team
Participant notices & disclosures ARIA Team
Investment commitee meeting support ARIA Team
Tactical models ARIA Team
Document manual with compliance material ARIA Team
Employee eligibility monitoring ARIA Team
Employee enrollment & materials ARIA Team
Participant hardship withdrawals, loans, QDROs ARIA Team
Plan Sponsor and participant support reps ARIA Team
HR Consulting ARIA Team
Plan auditing assistance ARIA Team
Web-based plan sponsor portal ARIA Team